Headquarters

5000 Executive Parkway, Ste 420 San Ramon, CA 94583

Point Richmond Office

Financial Planners at Point Richmond Office

Frequently Asked Questions

  • During the first meeting with your financial planner, you can expect a complete assessment of your current financial situation. We’ll ask a number of questions to get a better understanding of your situation – investments, family and personal goals included.
  • We operate as a fiduciary, which means that we have an obligation to our clients to make objective recommendations in their best interests, not ours.
  • Addressing financial wellness is a journey. We typically meet with our clients quarterly to evaluate changes in their situation, discuss progress, answer questions, and propose appropriate adjustments to their plan.
  • Any insurance policies you have
  • Mortgage and other debt statements
  • Pay stubs for you and/or your spouse
  • 401(k) and other investment plan statements
  • Your most recent tax return
  • Your monthly budget

Investment management is the managing of financial assets and other investments—not just buying and selling them. Management includes developing a short- or long-term plan for obtaining and disposing of portfolio holdings.

  • People want their money to grow without work, which is why a trustworthy investment manager brings value. The responsibility of an investment manager is to manage their book of clients and guarantee their investment goals are being met or are in progress.